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IAPP AIGP Exam Syllabus Topics:
Topic
Details
Topic 1
- Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
Topic 2
- Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
Topic 3
- Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
Topic 4
- Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q131-Q136):
NEW QUESTION # 131
What is the best reason for a company adopt a policy that prohibits the use of generative Al?
- A. Avoid accidental disclosure to its confidential and proprietary information.
- B. Avoid the time necessary to train employees on acceptable use.
- C. Avoid using technology that cannot be monetized.
- D. Avoid needing to identify and hire qualified resources.
Answer: A
Explanation:
The primary concern for a company adopting a policy prohibiting the use of generative AI is the risk of accidental disclosure of confidential and proprietary information. Generative AI tools can inadvertently leak sensitive data during the creation process or through data sharing. This risk outweighs the other reasons listed, as protecting sensitive information is critical to maintaining the company's competitive edge and legal compliance. This rationale is discussed in the sections on risk management and data privacy in the IAPP AIGP Body of Knowledge.
NEW QUESTION # 132
According to November 2023 White House Executive Order, which of the following best describes the guidance given to governmental agencies on the use of generative Al as a workplace tool?
- A. Impose a ban on the use of generative Al in agencies that protect national security.
- B. Impose a general ban on the use of generative Al.
- C. Limit access of generative Al to engineers and developers.
- D. Limit access to specific uses of generative Al.
Answer: D
Explanation:
The November 2023 White House Executive Order provides guidance that governmental agencies should limit access to specific uses of generative AI. This means that generative AI tools should be used in a controlled manner, where their applications are restricted to well-defined, approved use cases that ensure the security, privacy, and ethical considerations are adequately addressed. This approach allows for the benefits of generative AI to be harnessed while mitigating potential risks and abuses.
Reference: AIGP BODY OF KNOWLEDGE, sections on AI governance and risk management, and the White House Executive Order of November 2023.
NEW QUESTION # 133
MULTI-SELECT
Please select 3 of the 5 options below. No partial credit will be given.
What are the roles and responsibilities of deployers of a proprietary model?
- A. Ethical testing.
- B. Technical performance.
- C. System documentation.
- D. Ethical design.
- E. Regulatory compliance.
Answer: A,B,E
Explanation:
Deployers of proprietary models arenot responsible for design, but they are accountable for how the system performsin their context of use, including ensuring ethical behavior, performance, and legal compliance.
From theAI Governance in Practice Report 2024:
"Deployers of AI systems must take reasonable steps to ensure that systems are used ethically, perform safely, and align with applicable laws and standards." (p. 11-12)
"Operational governance... includes performance monitoring protocols, incident management plans, and regulatory oversight." (p. 12) Thus:
* #A. Ethical testing- Required to mitigate misuse and unintended harms.
* #B. Ethical design- Belongs todevelopers/providers, not deployers.
* #C. Technical performance- Deployers must ensure that AI performs as expected.
* #D. System documentation- This is theprovider'sobligation.
* #E. Regulatory compliance- Deployers must ensure system use complies with applicable laws.
NEW QUESTION # 134
Which of the following disclosures is NOT required for an EU organization that developed and deployed a high-risk Al system?
- A. How an individual may contest a decision.
- B. The human oversight measures employed.
- C. The location(s) where data is stored.
- D. The fact that an Al system is being used.
Answer: C
Explanation:
Under the EU AI Act, organizations that develop and deploy high-risk AI systems are required to provide several key disclosures to ensure transparency and accountability. These include the human oversight measures employed, how individuals can contest decisions made by the AI system, and informing individuals that an AI system is being used. However, there is no specific requirement to disclose the exact locations where data is stored. The focus of the Act is on the transparency of the AI system's operation and its impact on individuals, rather than on the technical details of data storage locations.
NEW QUESTION # 135
Which of the following Al uses is best described as human-centric?
- A. Autonomous robots are used to move products within a warehouse, allowing human workers to reduce physical strain and alleviate monotony.
- B. Pattern recognition algorithms are used to improve the accuracy of weather predictions, which benefits many industries and everyday life.
- C. Virtual assistants are used adapt educational content and teaching methods to individuals, offering personalized recommendations based on ability and needs.
- D. Machine learning is used for demand forecasting and inventory management, ensuring that consumers can find products they want when they want them.
Answer: C
Explanation:
Human-centric AI focuses on improving the human experience by addressing individual needs and enhancing human capabilities. Option D exemplifies this by using virtual assistants to tailor educational content to each student's unique abilities and needs, thereby supporting personalized learning and improving educational outcomes. This use case directly benefits individuals by providing customized assistance and adapting to their learning pace and style, aligning with the principles of human-centric AI.
Reference: AIGP BODY OF KNOWLEDGE, sections on trustworthy AI and human-centric AI principles.
NEW QUESTION # 136
......
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